Gadens

The Financial Services Regulatory team at Gadens advises and guides clients through the complex world of regulatory obligations. From front-end compliance like navigating new regulatory requirements and providing advice on product design or remediation programs, to back-end matters such as handling regulator scrutiny, investigations, and court disputes.

The team specialises in assisting clients to develop competitive and legally compliant offerings, including relating to digital assets, payment products, carbon credits, and derivatives. Their legal expertise includes AFSL and ACL applications, relief applications, responding to ASIC notices and AML/CTF advice, independent reviews and training.

The team recognises the challenges faced by financial service providers and is dedicated to delivering agile and outcome focused commercial advice, with a deep understanding of the ever-changing regulatory landscape.

https://www.gadens.com/service/banking/financial-services-regulation-and-compliance/